-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C8bRvZtIhftZMpgup973kfmJVGt0a52m28+iYoLTcR/4BVvhN4vKgLa/II/sKqiZ ujPzVO0m5ct4H1FUuqbZkA== 0001193125-06-029214.txt : 20060214 0001193125-06-029214.hdr.sgml : 20060214 20060213181054 ACCESSION NUMBER: 0001193125-06-029214 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060213 GROUP MEMBERS: 1998 GPH FUND LLC GROUP MEMBERS: 2000 EXCHANGE PLACE FUND LLC GROUP MEMBERS: ADVENT ATLANTIC AND PACIFIC III L.P. GROUP MEMBERS: GPH DT PARTNERS GROUP MEMBERS: TA ASSOCIATES, INC. GROUP MEMBERS: TA EXECUTIVE FUND LLC GROUP MEMBERS: TA INVESTORS LLC GROUP MEMBERS: TA/ADVENT VIII L.P. GROUP MEMBERS: TA/ATLANTIC AND PACIFIC IV L.P. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TA IX LP CENTRAL INDEX KEY: 0001121410 IRS NUMBER: 043520503 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: HIGH STREET TOWER CITY: BOSTON STATE: MA ZIP: 02110 MAIL ADDRESS: STREET 1: 125 HIGH ST STREET 2: STE 2500 CITY: BOSTON STATE: MA ZIP: 02110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INSTINET GROUP INC CENTRAL INDEX KEY: 0001132327 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134134098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78064 FILM NUMBER: 06605558 BUSINESS ADDRESS: STREET 1: 3 TIME SQUARE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123109500 MAIL ADDRESS: STREET 1: 3 TIME SQUARE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: INSTINET GROUP LLC DATE OF NAME CHANGE: 20010207 FORMER COMPANY: FORMER CONFORMED NAME: INSTINCT GROUP LLC DATE OF NAME CHANGE: 20010110 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

OMB APPROVAL

OMB Number:

   3235-0145

Expires:

   12-31-05

Estimated Average burden

hours per response

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO.         ) *

 

 

 

 

 

Instinet Group, Inc.

(Name of Issuer)

 

 

Common Stock Par Value $.01

(Title of Class of Securities)

 

 

457750 10 7

                                (CUSIP Number)                                

 

 

12/31/05

(Date of Event Which Requires Filing of this Statement)

 

 

THIS SCHEDULE IS BEING FILED PURSUANT TO RULE I3a-1 (d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Page 1


CUSIP NO. 457750 10 7

   13G                                                                                  PAGE 2

 

  1   

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

TA Associates, Inc.

TA IX L.P.

TA/Advent VIII L.P.

Advent Atlantic and Pacific III L.P.

TA/Atlantic and Pacific IV L.P.

TA Executives Fund LLC

TA Investors LLC

GPH DT Partners

1998 GPH Fund LLC

2000 Exchange Place Fund LLC

 

 

04-3205751

04-3520503

04-3334380

04-3299318

04-3465628

04-3398534

04-3395404

None

04-3407752

04-3492754

  2   

CHECK THE BOX IF A MEMBER OF A GROUP*

(A)  x

(B)  ¨

   
  3   

SEC USE ONLY

 

   
  4   

CITIZENSHIP OR PLACE OF ORGANIZATION

 

TA Associates, Inc.

TA IX L.P.

TA/Advent VIII L.P.

Advent Atlantic and Pacific III L.P.

TA/Atlantic and Pacific IV L.P.

TA Executives Fund LLC

TA Investors LLC

GPH DT Partners

1998 GPH Fund LLC

2000 Exchange Place Fund LLC

 

 

Delaware

Delaware

Delaware

Delaware

Delaware

Delaware

Delaware

Massachusetts

Massachusetts

Massachusetts

 

 

 

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
WITH

 

  5    SOLE VOTING POWER

 

         TA Associates, Inc.

         TA IX L.P.

         TA/Advent VIII L.P.

         Advent Atlantic and Pacific III L.P.

         TA/Atlantic and Pacific IV L.P.

         TA Executives Fund LLC

         TA Investors LLC

         GPH DT Partners

         1998 GPH Fund LLC

         2000 Exchange Place Fund LLC

 

 

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

 

  6    SHARED VOTING POWER

        N/A

   
 

  7    SOLE DISPOSITIVE POWER

 

         TA Associates, Inc.

         TA IX L.P.

         TA/Advent VIII L.P.

         Advent Atlantic and Pacific III L.P.

         TA/Atlantic and Pacific IV L.P.

         TA Executives Fund LLC

         TA Investors LLC

         GPH DT Partners

         1998 GPH Fund LLC

         2000 Exchange Place Fund LLC

 

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

   

  8    SHARED DISPOSITIVE POWER

        N/A

   
  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

TA Associates, Inc.

TA IX L.P.

TA/Advent VIII L.P.

Advent Atlantic and Pacific III L.P.

TA/Atlantic and Pacific IV L.P.

TA Executives Fund LLC

TA Investors LLC

GPH DT Partners

1998 GPH Fund LLC

2000 Exchange Place Fund LLC

 

 

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

0.0

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

TA Associates, Inc.

TA IX L.P.

TA/Advent VIII L.P.

Advent Atlantic and Pacific III L.P.

TA/Atlantic and Pacific IV L.P.

TA Executives Fund LLC

TA Investors LLC

GPH DT Partners

1998 GPH Fund LLC

2000 Exchange Place Fund LLC

 

 

0.0%

0.0%

0.0%

0.0%

0.0%

0.0%

0.0%

0.0%

0.0%

0.0%

12  

TYPE OF REPORTING PERSON

 

Four Limited Partnerships

Four Limited Liability Companies

One General Partnership

One Corporation

   

 

*SEE INSTRUCTIONS BEFORE FILLING OUT!


ATTACHMENT TO FORM 13G   PAGE 3

 

ITEM 1 (A)

   NAME OF ISSUER: Instinet Group Inc.       

ITEM 1 (B)

   ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:       
    

 

3 Times Square

New York, NY 10036

      

ITEM 2 (A)

  

NAME OF PERSON FILING:

 

TA Associates, Inc.

TA IX L.P.

TA/Advent VIII L.P.

Advent Atlantic and Pacific III L.P.

TA/Atlantic and Pacific IV L.P.

TA Executives Fund LLC

TA Investors LLC

GPH DT Partners

1998 GPH Fund LLC

2000 Exchange Place Fund LLC

      

ITEM 2 (B)

  

ADDRESS OF PRINCIPAL BUSINESS OFFICE:

 

c/o TA Associates

125 High Street, Suite 2500

Boston, MA 02110

      

ITEM 2 (C)

   CITIZENSHIP: Not Applicable       

ITEM 2  (D)

   TITLE AND CLASS OF SECURITIES: Common       

ITEM 2  (E)

   CUSIP NUMBER: 457750 10 7       

ITEM 3

  

IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1 (B) OR 13D-2 (B), CHECK WHETHER THE PERSON FILING IS A:

Not Applicable

      

ITEM 4

   OWNERSHIP       
ITEM 4 (A)    AMOUNT BENEFICIALLY OWNED:    COMMON STOCK

 
    

TA Associates, Inc.

TA IX L.P.

TA/Advent VIII L.P

Advent Atlantic and Pacific III L.P.

TA/Atlantic and Pacific IV L.P.

TA Executives Fund LLC

TA Investors LLC

GPH DT Partners

1998 GPH Fund LLC

2000 Exchange Place Fund LLC

   0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
 
 
 
 
 
 
 
 
 
 
ITEM 4 (B)    PERCENT OF CLASS    PERCENTAGE

 
    

TA Associates, Inc.

TA IX L.P.

TA/Advent VIII L.P

Advent Atlantic and Pacific III L.P.

TA/Atlantic and Pacific IV L.P.

TA Executives Fund LLC

TA Investors LLC

GPH DT Partners

1998 GPH Fund LLC

2000 Exchange Place Fund LLC

   0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
%
%
%
%
%
%
%
%
%
%

ITEM 4 (C)

   NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:  
     (I)    SOLE POWER TO VOTE OR DIRECT THE VOTE:    COMMON STOCK

 
    

TA Associates, Inc.

TA IX L.P.

TA/Advent VIII L.P

Advent Atlantic and Pacific III L.P.

TA/Atlantic and Pacific IV L.P.

TA Executives Fund LLC

TA Investors LLC

GPH DT Partners

1998 GPH Fund LLC

2000 Exchange Place Fund LLC

   0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
 
 
 
 
 
 
 
 
 
 
    

(II)    SHARED POWER TO VOTE OR DIRECT THE VOTE:

   N/A  
     (III)    SOLE POWER TO DISPOSE OR DIRECT THE DISPOSITION:    COMMON STOCK

 
    

TA Associates, Inc.

TA IX L.P.

TA/Advent VIII L.P

Advent Atlantic and Pacific III L.P.

TA/Atlantic and Pacific IV L.P.

TA Executives Fund LLC

TA Investors LLC

GPH DT Partners

1998 GPH Fund LLC

2000 Exchange Place Fund LLC

   0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
0.0
 
 
 
 
 
 
 
 
 
 
    

(IV)    SHARED POWER TO DISPOSE OR DIRECT THE DISPOSITION

   N/A  


ATTACHMENT TO FORM 13G   PAGE 4

 

ITEM 5

   OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable

ITEM 6

   OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable

ITEM 7

  

IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY THAT ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:

 

Not Applicable

ITEM 8

  

IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:

 

This schedule 13G is filed pursuant to Rule 13d-l (d). For the agreement of the TA group members to a joint filing, see below.

ITEM 9

   NOTICE OF DISSOLUTION OF GROUP: Not Applicable

ITEM 10

   CERTIFICATION: Not Applicable


SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

AGREEMENT FOR JOINT FILING

 

TA IX L.P., TA/Advent VIII L.P., Advent Atlantic and Pacific III L.P., TA/Atlantic and Pacific IV L.P., TA Executives Fund LLC, TA Investors LLC, GPH DT Partners, 1998 GPH Fund LLC and 2000 Exchange Place Fund LLC hereby agree that TA Associates Inc. shall file with the Securities and Exchange Commission a joint schedule 13G on behalf of the above-named parties concerning their beneficial ownership of Instinet Group Inc.

 

Dated:  February 14, 2006

 

TA Associates, Inc.

By:

  /s/    Thomas P. Alber        
    Thomas P. Alber, Chief Financial Officer

 

TA IX L.P.

By:

 

TA Associates IX LLC., its General Partner

By:

 

TA Associates, Inc., its Manager

By:

  /s/    Thomas P. Alber        
    Thomas P. Alber, Chief Financial Officer

 

 

TA/ADVENT VIII L.P.

By:

 

TA Associates VIII LLC, its General Partner

By:

 

TA Associates, Inc., its Manager

By:

  /s/    Thomas P. Alber        
    Thomas P. Alber, Chief Financial Officer

 

 

ADVENT ATLANTIC AND PACIFIC III L.P.

By:

 

TA Associates AAP III Partners L.P.,

its General Partner

By:

 

TA Associates, Inc., its General Partner

By:

  /s/    Thomas P. Alber        
    Thomas P. Alber, Chief Financial Officer

 

 

TA/ATLANTIC AND PACIFIC IV L.P.

By:

 

TA Associates AP IV L.P., its General Partner

By:

 

TA Associates, Inc. its General Partner

By:

  /s/    Thomas P. Alber        
    Thomas P. Alber, Chief Financial Officer

 

 

TA EXECUTIVES FUND LLC

By:

 

TA Associates, Inc., its Manager

By:

  /s/    Thomas P. Alber        
    Thomas P. Alber, Chief Financial Officer

 

 

TA INVESTORS LLC

By:

 

TA Associates, Inc., its Manager

By:

  /s/    Thomas P. Alber        
    Thomas P. Alber, Chief Financial Officer

 

GPH DT PARTNERS

By:

  /s/    Jeffrey C. Hadden        
    Jeffrey C. Hadden, Partner

 

1998 GPH FUND LLC

By:

  /s/    Jeffrey C. Hadden        
    Jeffrey C. Hadden, Manager

 

2000 EXCHANGE PLACE FUND LLC

By:

  /s/    Jeffrey C. Hadden        
    Jeffrey C. Hadden, Manager

 

Page 5

-----END PRIVACY-ENHANCED MESSAGE-----